In upholding various of the University of Sussex鈥檚 grounds for appeal against its 拢585,000 fine for breaching free speech regulations, the High Court鈥檚 is a serious defeat for the Office for Students. But it is not a vindication of what happened at Sussex, nor a reason to abandon stronger statutory protections for academic freedom.
The in March 2025 on the grounds that Sussex鈥檚 Trans and Non-Binary Equality Policy Statement (TNBEPS) did not uphold the public interest governance principles on freedom of speech and academic freedom set out in the OfS鈥櫬. Furthermore, the regulator found that Sussex failed to have adequate management and governance arrangements in place to ensure it operated in accordance with the delegation arrangements set out in its governing documents, as well as that other of聽its policies did not comply with several statutory requirements in different acts.
The decision followed an investigation which began on 22 October 2021, in the wake of the heated campaign at Sussex against Kathleen Stock on grounds of her gender-critical views. This led to her resignation on 28 October: after the investigation had been initiated. Nonetheless, the investigation and judgment were not a fact-finding inquiry into Stock.
Sussex鈥檚聽rationale for challenging the decision rested on the following grounds:
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- The TNBEPS was not a 鈥済overning document鈥 in the relevant sense
- The OfS was overstepping聽its brief by investigating matters of internal university law
- The OfS misunderstood 鈥渇reedom of speech within the law鈥, as institutions need to impose restrictions on lawful speech to maintain academic standards, prevent bullying or harassment and run an institution
- The OfS misinterpreted the policy and disciplinary framework, as TNBEPS could not have lawfully been used to discipline staff given that other governing documents protected academic speech
- The OfS did not take into account the fact that by the time of the decision, Sussex had amended TNBEPS, while the claim that the policy had a 鈥渟ignificant and severe鈥 chilling effect was based too much on Stock鈥檚 own experience rather than wider evidence
- Sussex alleged apparent bias and predetermination on the OfS鈥 part, relying in part on the previous public support for Stock offered by its director for freedom of speech and academic freedom, Arif Ahmed, and his later role in the investigation 鈥 as well as heavy reliance on the part of the OfS on witness evidence from her.
The judgment upheld grounds 1, parts of 3 and 4, and parts of 5 and 6. Ground 2 was thrown out, as was the objection in 5 regarding the effect of TNBEPS.
Regarding Ground 1, the difficulty for the OfS was that the 糖心Vlog and Research Act鈥檚 public-interest governance condition was drafted around 鈥済overning documents鈥. The judgment indicated a narrow definition of these, not the full range of policies, codes and statements through which universities now shape academic life, as indicated in Section E1 of the OfS鈥櫬. That distinction may look formalistic, but the court held that it was a statutory limit on the regulator鈥檚 powers.
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In effect this means that policy documents which say something about values or conduct, rather than those that constitute, govern or structure the institution鈥檚 legal and governance arrangements, are not valid grounds for the OfS to take regulatory action on the basis of its E1 condition requiring that a 鈥減rovider鈥檚 governing documents must uphold the public interest governance principles that are applicable to the provider鈥. Hence, the OfS is likely to have to revise the regulatory framework.
The danger is that universities may now be tempted to place ideologically loaded or speech-restrictive commitments in ordinary policy documents, rather than constitutional instruments, and then say they fall outside the E1 route.
Nonetheless, these wider documents still do not lie outside of all OfS scrutiny in light of subsequent legislation. The聽聽(HEFSA), which was not yet active for the purposes of the Sussex investigation, enables the OfS to look at providers鈥 actual policies, procedures and decision. Furthermore, its most , published in November, setting out a three-step framework for measures and decisions affecting speech, applies to 鈥渁ny measure or decision that might affect speech or types of speech鈥. Paragraph 221 of the judgment indicates agreement with this process.
Part of Ground 3 is awkward for free-speech advocates because it held that the OfS had treated any policy capable of restricting lawful speech as problematic without asking whether a restriction might be legally justified and proportionate. But that November document, as well as the new duties in the HEFSA, give it a better route, but they do not make all restrictions on lawful speech automatically unlawful.
The court鈥檚 acceptance of Ground 5 is more contestable. A regulator should not ignore late remedial amendments, but nor should institutions be able to neutralise enforcement simply by revising policies once an investigation is nearing its conclusion.
Regarding Ground 6, the judgment did find bias and predetermination, but it is important to be clear about what it says about Ahmed. He joined the OfS in August 2023 and joined the investigation team only on 15 October 2024. In September 2023, he had recorded a possible conflict of interest in light of his earlier defence of Stock but the court found that the investigation was driven not by him but by the then OfS chief executive Susan Lapworth.
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In her previous role as its director of regulation, she initiated the process on 7 October 2021, after becoming aware of the campaign against Stock, and formally opened an investigation on 22 October. Upon becoming interim chief executive in February 2022, she stepped back from full day-to-day conduct but retained close oversight of the process. The judge described her involvement as 鈥渋ntense and overarching鈥 and said 鈥渢he entire process was shaped by her鈥.
And while Ahmed had expressed strong support for Stock and her position and been very critical of her opponents, the judgment recognises this was almost inevitable in anyone who was deemed suitable for his role. The ruling finds 鈥渘othing in their personal relationship [between Ahmed and Stock] that would give rise to any finding of apparent bias鈥. And 鈥渢he die had already been well cast鈥 by the OfS鈥 Provisional Decision on the case, made before Ahmed joined the team. So the court鈥檚 bias finding should not be caricatured as 鈥淎hmed once defended Stock, therefore the OfS was biased.鈥 The judgment is more damaging to the OfS than that 鈥 but not to Ahmed.
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The OfS has with the ruling and I very much hope it will appeal it. The investigation was genuinely motivated by a need to protect the rights of academics to speak out on contested issues, and without continuing action on this, there will be little to prevent the sort of mobbing action which drove Stock out of UK academia.
On 20 April, the education secretary, Bridget Phillipson, from 1 September 2026, which will make the Freedom of Speech Act truly enforceable, as was . thankfully indicates聽its recognition that 鈥渋t is vital the regulator has the powers to hold providers to account鈥, going on to say this is why the complaints scheme is being introduced.
The mandatory OfS conditions of registration established by the act are to come into force from 1 April 2027 and the government says this will allow the OfS to fine universities for breaches of their duties, with fines of 拢500,000 or 2 per cent of income, whichever is higher 鈥 or even deregister them in the most serious cases. This will give the OfS a clearer statutory route for investigating and sanctioning policies and practices that restrict lawful speech.
Sussex鈥檚 vice-chancellor, Sasha Roseneil, has used the verdict to attack the reputation of the OfS. She said it 鈥渞aises important and urgent questions for the government as it plans to grant ever more powers to the regulator鈥 and she seeks a meeting with Phillipson. But the university鈥檚 legal victory is not a moral exoneration. The judgment was not a finding that all was well at Sussex, nor that the treatment of Stock was compatible with a healthy culture of academic freedom.
It was a finding that, under the pre-HEFSA framework, the OfS used the wrong legal tools, interpreted some of them wrongly, and conducted its process unlawfully. The lesson should be better regulation, not weaker protection.
Ian Pace is professor of music, culture and society at City St George鈥檚, University of London. He is also secretary of the London Universities鈥 Council for Academic Freedom and co-convenor of City St George鈥檚 Academics for Academic Freedom. He is writing here in a personal capacity.聽A longer version of this article can be read on his聽.
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