糖心Vlog

China enforcement distracting US research operations

Government pressure found causing harm beyond the loss of foreign partners

Published on
December 5, 2020
Last updated
December 5, 2020
Source: iStock

China-related enforcement measures are creating chronic internal tensions that major US universities regard as tangibly disrupting their research operations beyond their already costly losses of scientific partnerships.

The central problem, according to research leaders at several prominent US universities, is a pervasive culture of suspicion borne by regular FBI visits to campuses and the resulting need for aggressive scrutiny of聽staff behaviour.

Its dimensions became clear to Ithaka S+R, a non-profit higher education services company, during a project in which it聽聽with research officers at 44 top US universities. 鈥淚t just came up again and again and again and again,鈥 said Roger Schonfeld, director of the libraries, scholarly communication and museums programme at Ithaka.

In those interviews, Mr Schonfeld said, the Ithaka team heard聽several administrators 鈥 typically a campus鈥 vice-president for research 鈥 describe being forced by government pressure to spend substantial amounts of time and energy investigating their own staff.

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At least one of the chief research officers 鈥 usually former faculty members 鈥 admitted making plans to quit his post rather than keep participating in such work, Mr Schonfeld said.

鈥淲hatever their own views were鈥 on the聽proportionality of the US response聽to聽the espionage threat, he said, 鈥渢hey were all standing up compliance functions around research, security, foreign influence, export controls, that just hadn鈥檛 been in place to the same degree until the past couple of years鈥.

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The association representing the nation鈥檚 elite research universities acknowledged the burden, saying it was also seeing enforcement-related pressures hampering academic science beyond just the loss of global partnerships.

鈥淚t certainly consumes a lot of time and energy and resources,鈥 said Tobin Smith, vice-president for policy at the Association of American Universities. 鈥淎nd that detracts from being able to focus on other key areas,鈥 including general fundraising and strategic planning tasks, Mr Smith said.

US universities are largely sympathetic to the idea that the Chinese government is making extensive efforts to send scientists and other agents to the US to steal technological information of military and economic value.

University leaders are concerned, however, that the campaign 鈥 including a series of聽arrests听辞谤听expulsions聽over failures to fully report ties with Chinese partners 鈥撀may be going too far聽at times, given that academic science is meant to be shared, and that foreign scholars are a critical part of its development.

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鈥淲e lose if we don鈥檛 know what they know,鈥 Mr Smith said of the Chinese. 鈥淎nd if we aren鈥檛 collaborating, we won鈥檛 know what they know, and we can鈥檛 then understand where they鈥檙e at, and we can鈥檛 benefit from the knowledge they might have that we don鈥檛.鈥

The 44 vice-presidents and vice-provosts for research represented many of the nation鈥檚 most prestigious universities, including six of the eight Ivy League institutions and about half of the AAU鈥檚 membership.

颁辞苍诲颈迟颈辞苍蝉听aren鈥檛 likely to improve聽during the Biden administration, Mr Smith warned. While the Trump administration often expressed聽hostility to foreigners and immigrants, many Democrats are critical of China聽, and the FBI鈥檚 work on espionage typically is unaffected by party control of the White House, Mr Smith said.

One of the biggest improvements the new administration could make, he said, would be to complete long-running efforts to harmonise between federal agencies the rules that define what kinds of foreign collaborations are legally acceptable.

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paul.basken@timeshighereducation.com

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