UK academics who dislike the research excellence framework often suggest boycotting it. But could it ever really happen? And what would the consequences聽be?
Italy provides some evidence. The country has its own version of the REF, known as the VQR (鈥淓valuation of Research Quality鈥). Academics were required to submit, by 15聽March, two publications published between 2011 and 2014 to be assessed via a聽hybrid system of peer review and metrics. But Italian universities are in turmoil because of the refusal of large numbers to do聽so.
According to Anvur, the government agency managing the VQR, the refuseniks account for 8聽per cent of Italy鈥檚 academics, but they are distributed unevenly. Less than 1聽per cent of academics at the Ca鈥 Foscari University of Venice joined the boycott. However, the Sapienza University of Rome 鈥 Italy鈥檚 largest university 鈥 reported rates of about 14聽per cent, the University of Pisa 23聽per cent and the University of Salento more than 29聽per cent. This will have serious financial consequences because the fraction of higher education funding assigned on the basis of the VQR is due to聽rise from 16聽per cent in 2016 to 24聽per cent by 2020. It is probably with this in mind that Anvur reopened the submission process two weeks after the original deadline, with a new deadline of 15 April. Some rectors took the opportunity to select and submit papers by academics participating in the protest.
The concern expressed by the Conference of聽Rectors of Italian Universities (CRUI) is ironic. Its former president wrote last summer to Italy鈥檚 prime minister threatening a VQR boycott in protest against a 20聽per cent drop in public funding over the past five years, which has pushed the proportion of Italy鈥檚 gross domestic product spent on higher education below that of almost every other developed country and accelerated a 19聽per cent decline in the number of tenured positions since 2008. By the time the new CRUI president withdrew the threat last autumn, the initiative had gained significant momentum.
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Fearing for their budgets, rectors responded with both carrots and sticks. A few weeks before the submission deadline, the CRUI announced a 鈥渦niversity spring day鈥, on which every campus would hold a debate about the problems facing Italian universities. Meanwhile, Pisa suspended all planned appointments, promotions and payment of research expenses until the effect of the boycott on its budget is ascertained. And the University of Pavia announced that future resources would be distributed to departments on聽the basis of their VQR results: hence, fewer protesters means more resources.
The #stopVQR movement contains at least three wings. The first objects to the freezing of academic salaries since 2010, exacerbated by the government鈥檚 decision to disregard the years 2011 to 2015 in pension calculations (a聽measure not imposed on any other public sector workers). The more than 14,000 professors who promoted by Carlo Ferraro, a professor of engineering at the Polytechnic University of Turin, argue that they should not be evaluated for a period that will not count in calculating their years of service.
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The second wing is focused on research funding. Giuseppe Mingione, a highly cited mathematician at the University of Parma, complained in a that in the past four years he had received only 鈧2,500, compared with 100 times that among collaborators abroad.
The third wing objects to the VQR on principle. , a professor of philosophy at the University of Rome聽II 鈥 Tor Vergata, it pushes professors to neglect teaching and provides a curtain behind which reductions in resources and student grants can be hidden. After the previous VQR, funding allocations shifted from poor southern universities to wealthy northern ones, exacerbating the former鈥檚 problems with shrinking resources, staff and students. Protesters also object to the VQR鈥檚 enormous cost and methodological weaknesses. These are set out on the blog , which has had more than 13聽million hits since 2011.
Recently, two controversies gained national attention. The first regards the salaries of Anvur board members, which account for about 16聽per cent of its total budget. The second relates to board appointments, which required the 15 candidates to write a position paper. Among the four chosen by Stefania Giannini, the minister of education, universities and research, was Paolo Miccoli, professor of聽surgery at Pisa. During scrutiny by a parliamentary commission, one member noted that entire sentences of Miccoli鈥檚 paper were drawn from four uncited sources. Yet his appointment was still approved.
It is too early to say whether the #stopVQR protest will achieve its objectives. But one thing is clear: active academic resistance to research assessment can make university leaders take notice in a way that no amount of聽grumbling in the common room can.
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Alberto Baccini is professor of economics at the University of Siena and Giuseppe De Nicolao is professor of control and systems engineering at the University of Pavia. They are both on the editorial board of Roars.it.
POSTSCRIPT:
Print headline: Academics in Italy have boycotted assessment. What has it achieved?
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